A book about the Frankish emperor Charlemagne, based on a conference held in Paris in 2014 (twelve centuries after his death), has just been published. I contributed a chapter about a decree issued by the great emperor in the year of his imperial coronation (800), concerning the obligations owed by tenants to their lords. Since the chapter’s not open access, I thought I might unpack its content a bit here.
The decree is known as the Capitulary of Le Mans (Capitulare in pago Cenomannico datum) – it’s quite a famous text that’s widely cited as evidence for the early medieval peasantry. In brief, Charlemagne regulates how much labour tenants can be expected to do for their landlords, capping it at three days a week maximum, and less for the richer tenants. In spoken versions of the paper (though not in the written version!), I described the decree a little tongue-in-cheek as the first European Working Time Directive. Here’s an open-access English translation of the capitulary which I put together.
The Capitulary of Le Mans was copied in lots of early manuscripts (including Paris BnF. ms Latin 5577, now online thanks to Gallica). But *spoiler alert* the chapter actually argues that it probably wasn’t issued by Charlemagne after all (sorry!)…
Yet I’m not sure that actually matters all that much. Even if we can’t securely associate it directly with the ruler, the notion it expresses that kings might or should take such an interest in “the peasantry”‘s daily life was pathbreaking. And I think that makes the Capitulary of Le Mans a key source for the emergence of the medieval ‘three orders’ ideology – albeit in a version intriguingly and significantly different from that which developed post-860.
One of the consequences of the recent adjustment to the National Curriculum in England is the welcome return of the Norman Conquest to school classrooms. My teaching centres really on the Carolingians, but I’ve been running a course on 1066 for second-year undergraduate students at Sheffield since 2011 (with invaluable assistance from a couple of colleagues), and a few teachers have therefore been in touch for advice on what to read.
So I thought I’d make my course bibliographies available in case they’re of any use: one on primary sources (with recommended contextual reading for each major source) and one on secondary sources.
A couple of caveats:
these are bibliographies for an 11 week course, with a clear methodological focus on the sources for the Norman Conquest: its background, its course and its impact. That means lots of terrific work on late Anglo-Saxon, Norman and Anglo-Norman topics not directly relatable to the Conquest isn’t featured
they’re English-language only
they assume access to the University of Sheffield’s library (and its electronic resources)
If you spot any glaring omissions within the remit of the course’s focus on the Conquest, or have suggestions, please do let me know!
The Treaty of Verdun of 843 is (or used to be) famous, as the moment when the Frankish empire of Charlemagne was divided amongst his heirs. It can be argued that this division can still be traced in modern European political borders.
But at the time, the treaty was seen as no more than provisional. And one of the most spectacular attempts to reverse it was the invasion of western Francia by the eastern Frankish king, Louis ‘the German’, in 858. In the end the western king, Charles ‘the Bald’, managed to hold on to power – but it appears to have been a close-run thing, and in the winter of 858 the whole political framework of the Frankish world teetered in the balance.
One of the reasons Charles clung on was that his northern Frankish bishops did not desert him (though Archbishop Wenilo of Sens made a different decision). Instead, the northern bishops met at the royal palace of Quierzy from where they sent a remarkable and wide-ranging letter to the invader Louis, in which they offered him advice on what his priorities should be as a king. Managing royal lands, tackling the Vikings, supporting the church – all these ought to be higher up his agenda than taking over his own brother’s kingdom. Above all, he should be wary of listening too much to (secular) counsellors who might not have his best (spiritual) interests at heart.
Here’s a translation of this source as a pdf (it’s also available on the Hincmar translation website, since Archbishop Hincmar of Reims was its leading author). It’s the first result of a regular collaborative Latin translation class with PhD students (Harry Mawdsley, Richard Gilbert, and Robert Heffron) at the Department of History here in Sheffield. We hope it’s useful.
One of the problems of studying the Frankish kingdom of Lotharingia – the ‘lost’ kingdom between France and Germany – is that the main narrative sources for the time were written outside its borders: they are external perspectives, looking in. It is this that makes the charters issued by Emperor Lothar I and by his son King Lothar II (855-869) so important, as ‘internal’ evidence. A full book-length study of the former by Elina Screen is in hand; this short blogpost focuses on the latter, all available in a high-quality and open-access edition.
Only thirty-six charters from Lothar II’s nearly fifteen-year reign survive (including a handful of originals with images available online).. This isn’t an enormous number, either in absolute terms or compared to the 139 from his father’s admittedly larger kingdom. But the charters nevertheless provide a great deal of useful information, in this as in other early medieval contexts.
For instance, we know that issuing a charter was a ceremonial act, by which a king demonstrated his authority. Where it took place mattered, then, as the scene for the expression of royal power. Lothar II issued charters at sixteen different locations, including palaces, monasteries and cities. Plotting these locations on a map creates a view of Lothar’s kingdom defined not by its borders but by its centres of power – a king’s eye view of his kingdom, as it were (see the map above, showing how his kingdom spanned five modern countries).
His great-grandfather’s palace of Aachen towers above all the others, as the site for almost a third of Lothar II’s charters. But the charters also show change in his rule: for instance, the grants he issued in and around Lyon mark Lothar’s takeover of most of the kingdom of his younger brother, Charles of Provence, in 863.
Many charters also mention important political figures at the time, allowing us to reconstruct something of their careers. It’s striking that the first two of Lothar’s charters, both issued in 855, accord a prominent position to Hubert, the brother of Lothar’s first wife Theutberga. Hubert is described in the first of the two as an influential courtier (‘our beloved adviser Hubert’). Hubert then however disappears – only to crop up again in 868, but this time as a dead rebel whose property had been confiscated.
Another important figure at Lothar’s court was Archbishop Gunthar of Cologne. Although deposed by the pope in 863, Gunthar tried to cling on, and a document from 866 suggests that in that year Lothar II supported him. It states that Gunthar, though longer an archbishop, was now the gubernator et rector of the church – we might say ‘manager’ – and was making efforts to keep the Cologne clergy onside, with Lothar’s help.
But as so often with Lothar II, it’s his marriage that attracts the eye. Here’s an English translation (pdf)of one of the most evocative of his charters, granting property to a convent in Lyon and issued in the early summer of 863. This was just a few weeks after a council at Metz had confirmed, with the approval of papal legates, that he could be married to his mistress Waldrada. And sure enough, in this charter Waldrada is given a prominent place, as Lothar’s ‘dearest wife’; and their son Hugh gets a mention too. Issued on the occasion of Lothar’s successful acquisition of part of his deceased brother’s kingdom, and when all his marital problems seemed behind him, the charter may have marked the apogee of his reign.
Unfortunately, a few months later Pope Nicholas I stepped in to annul the Metz council, and threatened Lothar with excommunication unless he returned to his wife Theutberga. Waldrada vanishes from the charters. She reappears only in early 869, as ‘our beloved’ (without any reference though to her marital status). At that point, Lothar probably hoped that the new pope Hadrian, who had succeeded to the intransigeant Nicholas, might be more open to negotiation. But fate decided otherwise, since Lothar himself died, still a young man, just a few months later. The 863 charter survives, then, as a poignant reminder of what might have been, for Lothar, Waldrada, Hugh – and indeed for European history more broadly.
 Two of these originals can be viewed online at the Marburg Lichtbildarchiv website, Zugangsnummern 4743 and 11400. For the rest, see the amazing Abbildungsverzeichnis der europäischen Kaiser- und Königsurkunden‘s page for Lothar II.
In the spring of the year 1000, excavations took place in the great church of Aachen, built by Emperor Charlemagne of the Franks, who had died nearly two centuries previously. The excavations had been commissioned by one of Charlemagne’s imperial successors, Emperor Otto III, with the aim of discovering Charlemagne’s final resting place.
According to three separate accounts of what happened (on which see below), this early medieval Time Team dig was brilliantly successful, and the living emperor gazed upon the dead. But what none of the accounts quite spells out, and what therefore remains an open question, is exactly what Otto III was hoping to achieve through his archaeological enquiries. Was it just idle curiosity about his distant predecessor – or was there some deeper motivation at work?
Emperor Otto III has long had a special reputation. The son of the Byzantine princess Theophanu, this half-Greek Holy Roman emperor took his role very seriously, despite or perhaps because of his youth. Contemporaries alleged that he preferred Italy, and especially the city of Rome, to his ancestral lands across the Alps.
For some modern historians, Otto was a dreamer, carried away by his impossible vision of reviving the Roman Empire in a very post-Roman world, and increasingly out of touch with fundamental political realities.
More recently, Otto III has been brought back to earth, as historians have asked whether he really was quite as ideologically driven (and unrealistic) as all that. Maybe the ‘programme’ of Roman renovation that historians such as P.E. Schramm have attributed to him was not quite as coherent as they supposed.
Yet that doesn’t explain what Otto thought he was doing in Aachen in the year 1000. One explanation is that the excavations were part of an attempt to canonise Charlemagne, in other words to have the old emperor recognised as a saint. But there is another intriguing possibility: that Otto was motivated by the legend of the Last Emperor.
The roots of this legend were older even than Charlemagne himself – they lie in the horrified reaction of Syrian Christians to the rise of Islam, and the dramatic near-collapse of the Byzantine Empire, in the seventh century. These events were so bewildering that they only made sense in an eschatological framework – as a step towards the inevitable ending of the world. So, around 692, an author claiming to be a fourth-century bishop named Methodius wrote a ‘prediction’ that the sons of Ishmael would take over the world, and impose unbearable tax demands. But ‘Methodius’ added a note of reassurance: the king of the Romans would return in the end, driving out the intruders and bringing peace and justice – until the Antichrist appeared, at which point the Apocalypse would unfold according to God’s plan.
And after these things the king of the Romans will come down and he will dwell in Jerusalem for a week and a half of years, which is ten and a half years, and when ten and a half years are completed, the son of perdition will appear.
This text, known as the Apocalypse of Pseudo-Methodius, helped overturn centuries of suspicion about the Empire’s role in world history. It influenced many other texts, such as the Tiburtine Sibyl – another work of pseudo-prophecy which survives only in an eleventh-century version. Early Christians had been reluctant to attribute any positive eschatological role to Roman emperors, understandably enough given the history of persecutions. Now, emperors and empire could play a full, active and positive role in world history: imperial time could be folded into Christian time.
The extent to which the year 1000 represented a high point of apocalyptic tension – a thousand years after Christ’s birth – has been debated for years, as has the extent to which Otto would have been personally affected by such concerns. But several contemporary sources – for instance Otto’s own imperial diplomas, as well as hagiographical accounts – do imply that he had eschatological thoughts in his mind in that year, as Levi Roach has recently argued. Did Otto III think Charlemagne was the Last Emperor? Did he think *he* was the last emperor?
Here are the three eleventh-century texts describing Otto’s Indiana Jones-style search for the lost emperor in Aachen, so you can make up your own mind about what Otto was doing (all the translations are mine). They were written by authors from different parts of early medieval Europe, namely a Saxon bishop and two monks – one from northern Italy, and another from southern France.
Book III, Chapter 32. After many years had passed, Emperor Otto III came to the region where the remains of Charlemagne rested in his tomb. Otto travelled to the site of the tomb itself, with two bishops and Count Otto of Lomello. The emperor himself was the fourth person. The count used to tell what happened, saying ‘We entered to see Charlemagne. He was not lying down, as is normal for the corpses of the deceased, but was sitting on a kind of throne as if alive, crowned with a golden crown, carrying a sceptre in his gloved hands, through which his fingernails had broken. There was above him a small building (tugurium), carefully built from limestone and marble. When we came to this, we knocked a hole through it. And when we had passed through the hole, we smelled a very strong odour. We at once venerated him on our knees, and Otto immediately dressed him in white garments, cut his fingernails, and made good all that was lacking around him. Nothing had decayed from his limbs, but there was a little missing from the tip of his nose. Otto at once replaced it with gold. He took one tooth from Charlemagne’s mouth, rebuilt the building, and left.’
The French monk: Ademar of Chabannes’ Chronicle.
Book III ch. 31
At this time, Emperor Otto was warned in a dream to raise up the body of the Emperor Charlemagne. He was buried at Aachen, but because of the oblivion of passing time, no one knew exactly the spot he was buried. After fasting for three days, they found him at the precise spot the emperor had seen in his vision, sat on a golden throne in a vaulted crypt underneath the church of St Mary, crowned with a crown of gold and precious jewels, holding a sceptre and a sword of pure gold; as for the body itself, it was found to be uncorrupted. He was raised up and shown to the people. Then, one of the canons of that place, Adalbert, who was very big and tall, put on the crown of Charlemagne, as if to try it for size. It was apparent that his skull was narrower than the emperor’s, and that the dimension of the crown exceeded that of his head. He measured his leg against the emperor, finding himself to be smaller – and at once by the effect of divine power his leg was broken. He survived for forty years, but always remained crippled. The body of Charlemagne was placed in the right transept of the church, behind the altar of John the baptist. A great gilded vault was built there, and the remains began to shine out with signs and miracles. But they are not the object of any liturgical cult (sollemnitas), apart from that of the anniversary of the dead, as is the normal custom. Emperor Otto sent Charlemagne’s golden throne to King Boleslav in exchange for relics of Saint Adalbert.
The Saxon bishop Thietmar of Merseburg’s Chronicle.
Book IV, chapter 47
The emperor [Otto III] wanted to renew in his time the ancient customs of the Romans, then for the most part destroyed, and so he did many things, about which different people had different opinions. He sat alone at a table made into a semicircle, at a higher place than the others. As Emperor Otto III was unsure about the location of the bones of Emperor Charles, he secretly had the pavement ripped up where he thought they were and ordered excavations, until they were discovered on the royal throne (solium). He took the gold cross which hung around the emperor’s neck and part of his clothing, which remained uncorrupted, and he replaced the rest with great veneration.
* This blog was written primarily for undergraduate teaching purposes, and hence only refers to English-language material.
 See the recent biography by G. Althoff, Otto III (University Park, Penn., 2004).
 D. Warner, ‘Ideals and action in the reign of Otto III’, Journal of Medieval History 25 (1999), 1-18.
 For a wider discussion, see M. Gabriele, ‘Otto III, Charlemagne, and Pentecost A.D. 1000: A Reconsideration Using Diplomatic Evidence’, in The Year 1000: Religious and Social Response to the Turning of the First Millennium, ed. Michael Frassetto (New York: Palgrave Macmillan, 2002), pp. 111–32.
 Convincingly argued by C. Bonura, ‘When Did the Legend of the Last Emperor Originate? A New Look at the Textual Relationship between the Apocalypse of Pseudo-Methodius and the Tiburtine Sibyl’, Viator 47, 3 (2016), 47-100.
 L. Roach, ‘Emperor Otto III and the End of Time’, Transactions of the Royal Historical Society Ser. 6, 23 (2013), 75-102.
Latin text. This is my own translation; cf. however a complete English translation, new edition and extensive commentary of the chronicle by Elizabeth Clark in her 2017 PhD thesis (pdf).
 Latin edition: P. Bourgain with R. Landes and G. Pon, ed., Ademari Cabannensis Chronicon (Turnhout, 1999). French translation: Y. Chauvin and G. Pon, trans., Chronique: Adémar de Chabannes (Turnhout, 2003). There is no complete English translation of the text.
 Latin edition: R. Holtzmann, ed., Die Chronik des Bischofs Thietmar von Merseburg und ihre Korveier Überarbeitung. Thietmari Merseburgensis episcopi chronicon (Berlin, 1935). Full English translation: D. Warner, tr., Ottonian Germany: the chronicle of Thietmar of Merseburg (Manchester, 2001).
I’m very pleased to announce the publication just a couple of days ago of a special issue in the journal Medieval Worlds, on the theme of religious exemption in Eurasia c. 300 to 1300. The special issue is based on a conference I organised here in Sheffield in 2016, together with some specially commissioned articles to round it out. All the articles are open access: I’ve copied in the links below for convenience (each opens a pdf file).
(some of the) places mentioned in the special issue.
What was the difference between the Carolingian Empire formally established by Charlemagne through his coronation in Rome in the year 800, and the Byzantine Empire centred around Constantinople (modern Istanbul)?
The ideological and cultural aspects of this enormous question have been abundantly studied for these two heirs of the ancient Roman Empire, but the issue is perhaps less clearly understood when it comes to the exercise of power. Historians have plenty of sources at their disposal for both these political units, but these sources are culturally embedded in such a way as to make direct comparison difficult, especially when it comes to thinking about how power worked at an everyday level, and how rulers controlled their territories.
There is however one source that not just allows but encourages us to think comparatively about how these two empires actually worked, and that is the Rižana Dispute (sometimes also known as the Plea of Rižana). You can read a full English translation, but here is a brief summary:
Around 804, Charlemagne sent three legates to Istria, a peninsula to the north-east of Italy, to resolve a dispute that had broken out there.
Istria was a region that had previously been under Byzantine control, but Charlemagne had conquered it in 788, and annexed it to the kingdom of Italy (which he had also conquered a few years earlier, in 774). This conquest had brought with it some changes in how Istria was governed: and it was to these changes that people in Istria were objecting in 804.
The source is a record of the meeting that Charlemagne’s legates arranged to sort things out at Rižana, an area now just outside the modern Slovenian town of Koper, a couple of kilometres from the Italian border. The legates summoned 172 leaders from cities and fortified settlements in the Istrian region to hear what the issue was: and these people did not hold their punches.
First of all, the Istrian witnesses complained that since the Frankish conquest, the church had started to throw its weight around much more. They began by accusing the Patriarch of Grado, the most senior churchman of the area, of evading his financial responsibilities. Then they moved onto the other bishops, who they said had been dodging their obligations, evicting people from church lands wrongfully, and generally bullying the local free population.
But their real anger was reserved for Duke John, the main secular agent appointed by the Franks. John, they said, had appropriated the revenues meant for the imperial court for his own purposes, and had also taken over a great deal of property. And that was just the start of it! He’d abolished the traditional hierarchy of offices held by regional leaders, along with the cherished privileges that went with them; he’d demanded extra humiliating services, such as feeding his dogs and onerous long-distance transport duties; and he’d raised tax demands considerably. Getting direct access to the centre of power was much harder than it had been, the Istrian leaders claimed, under the Greeks.
What does this account tell us about the Carolingian and Byzantine empires? Both were obviously agrarian empires, getting their revenues from an overwhelmingly agricultural economy. Rights over grazing livestock were particularly important in this region. So in focusing their demands for revenue on these resources, to some extent the new rulers of Istria simply stepped into the shoes of the old.
But the differences are striking, too. Power in Carolingian Istria was organised and exercised in new ways. The Carolingian regime had apparently empowered bishops at the expense of what seems like the relics of a Roman-style city-based administration maintained by the Byzantines. The Carolingian administrative apparatus was also far less elaborate: instead of a series of grand-sounding titles and offices, each with their own administrative privileges, rituals and customs designed to boost egos, there was just the duke and his all-purposes “sheriffs” (centenarii), together with his own extended family. And, as already mentioned, the new emperor was harder to reach than the old one. To get to the court, and thus to reach Charlemagne’s attention, the Istrians had to go through mediators whom they didn’t altogether trust, whether it was a duke or a church patriarch.
The new Carolingian regime may seem therefore less sophisticated than the Byzantine administration had been. Yet despite our modern preconceptions, and as Matthew Innes has pointed out, that doesn’t mean that it was less effective at flexing its muscles. In fact, judging from the complaints, it was actually more successful at extracting revenues from the region than the Byzantine rulers had been, even if not all of the proceeds ended up at the imperial centre any more.
And, as Stefan Esders has noted, the new regime was also just as literate. The Rižana record itself demonstrates that, since it was probably the first time that the customs of the region had been written down, in this case under the auspices of the Patriarch of Grado (in some ways as much a representative of Frankish authority in Istria as Duke John).
So, a relatively unelaborated and informal apparatus of government posed no barrier to efficient and effective rule. Carolingian Istria seems to have been just as controlled, and just as exploited, as Byzantine Istria, even though (as Rachel Stone has also argued) the Carolingian Empire was organised very differently.
Can we securely draw sweeping conclusions about how power worked in two empires just on the basis of a single document? Of course not. Matters in Istria were complicated by its recent conquest. This was a frontier zone between two empires, so things may well have been very different elsewhere. But the Rižana Dispute at least gives us a glimpse into how the Carolingian and Byzantine empires were ‘experienced’ differently by the same regional community – and that’s a precious insight of which we should make the most.
For more discussion (in English) of the Rizana (sometimes also spelled Risano or Riziano) dispute, see
J. Davis, Charlemagne’s Practice of Empire (Cambridge, 2015), esp. pp. 102-4 and 274-277.
M. Innes, ‘Framing the Carolingian Economy’, Journal of Agrarian Change 9 (2009), 42-58.
F. Borri, ‘Neighbors and Relatives”: The Plea of Rižana as a Source for Northern Adriatic Elites’, Mediterranean Studies
17 (2008), pp. 1-26
 M. Innes, ‘Framing the Carolingian Economy’, Journal of Agrarian Change 9 (2009), 42-58.
 Stefan Esders, ‘Regionale Selbstbehauptung zwischen Byzanz und dem Frankenreich: Die inquisitio der Rechtsgewohnheiten Istriens durch die Sendboten Karls des Großen und Pippins von Italien’, in Eid und Wahrheitssuche. Studien zu rechtlichen Befragungspraktiken in Mittelalter und früher Neuzeit, ed. S. Esders (Frankfurt, 1999), 49-112.
In the early 850s, the clergy and people of Nevers, a small city in central France, had a problem: their bishop, called Herimann, was behaving strangely. There were complaints of his “excesses” and the “persistence of his frivolity” (perseverantia levitatum). He had been frequently corrected for this behaviour and rebuked by other bishops “moderately and sharply” (modeste et acriter), but the problems had persisted.
But the unsuitable behaviour of this turbulent bishop was not solely due to Herimann’s character flaws. The first account we have, from the Council of Soissons in April 853, also reports that he had some “bodily trouble” and talks of his “infirmity”. Later reports describe him as having “lost the soundness of his understanding” (sensus integritate privatus) and “similar to the insane” (insano similis). How did the Carolingian church respond to a bishop with what sounds like serious mental health problems? And what can this case tell us about the role of bishops in the early Middle Ages?
The response of the Council of Soissons in the spring of 853 to the problem of Herimann was a pragmatic and temporary one, with the main responsibility falling on Herimann’s metropolitan, Archbishop Wenilo of Sens. He was to send a bishop to Nevers to administer the see; he was also to take Herimann back with him to Sens for the summer, a season which worsened Herimann’s condition (aestivum tempus, quod valde contrarium infirmitati illius ferebatur). After the summer, and once Herimann had, the council hoped, been “accustomed to suitable abstinence, instructed in episcopal gravity, informed about apostolic behaviour”, the clergy and people of Nevers could recall him to his see.
These measures appear to have worked: the Council of Verberie in August of the same year reported that Herimann had been restored to his see and it stressed that he had been removed only because of his illness and not because of any “faults of character or public sins”. Unfortunately, this recovery was not permanent: around five years later the problem recurred.
We have three sources for the second part of this episcopal drama. One is a letter from Lupus of Ferrières (presumably on behalf of Wenilo) to an unnamed pope, asking for permission to depose Herimann, who, “frequently admonished and long expected to grow well again, is not able to fulfil his office, his mind not being whole (mente non integra)”. The second is a letter from Pope Nicholas to Archbishop Wenilo, replying either to Lupus’ letter or a similar one. Finally, there is the fragment of a letter from Charles the Bald to Wenilo (Tessier no. 224) which announces that the royal ministers Liudo and Geilo will take over the administration of the diocese. By 862, the bishop of Nevers is recorded as being Liudo, probably the same person, which has normally been taken to imply that Herimann was dead by that point.
The dating of all these letters is uncertain, although Lupus’ letter is probably from 858 and the reply by Nicholas has thus been dated to 858-860. Nicholas’ reply cannot have been welcomed by Wenilo. After praise of Wenilo for respecting papal authority, Nicholas then goes on to criticise him for summoning Herimann to synods when he was ill. Nicholas also comments that he cannot judge about Herimann’s “excesses” in his absence and without more details about whether he was of sound mind when he committed them. He states that Herimann should be consoled and his infirmity sympathised with rather than punished, although Nicholas approves of Wenilo admonishing Herimann if this is done from true charity.
Nicholas, in other words, was probably trying to take over the judgement of the case himself in order to assert his papal authority. We have no further record of papal involvement, however, and the letter by Charles the Bald may suggest that Wenilo took a different route. Although Charles’ ordering of administrators to be sent to the diocese could be dated at any period between 853 and 860 (and Charles was present at the Council of Soissons in 853), it is tempting to see this letter as a response to Wenilo’s inability to depose Herimann, reflecting a desire to put on a permanent footing alternative administrative arrangements that had already been used intermittently before.
Disciplining or deposing a bishop in the ninth century was normally a contentious matter, and therefore most sources discussing such matters reflect conflicts within the episcopate. Here, however, is a case where there was relative consensus, where we can see councils and the king working together effectively to solve a difficult problem. What made Herimann’s case so difficult was not a bishop being too ill or infirm to carry out his episcopal duties. The Council of Meaux-Paris 845-846 had already issued a canon (c. 47) on the topic, which envisaged the bishop handing over his power of ordination to his archbishop and the administration of the diocese to suitable subordinates. The problem with Herimann, I would argue, is that the probable nature of his mental illness caused specific administrative problems.
Retrospective diagnosis of any illness is always speculative and is particularly difficult when we have so few details. But are there are some revealing features in the sources on Herimann. Firstly, there is no mention of any head trauma or other injury (which Carolingian authors were aware could cause mental health problems). Secondly, the illness was long-lasting, but intermittent: Herimann had recovered sufficiently by August 853 to be re-entrusted with his see. That argues against degenerative brain disorders. Thirdly, there was a seasonal effect, with additional problems for Herimann in the summer. There have been a numberofstudies showing such a pattern for mania and schizophrenia, but not for other mental illnesses.
I think that Herimann was more likely to have had bipolar disorder with manic episodes than schizophrenic symptoms. There is no mention of possession (which might be used to explain hallucinations), and Herimann is described only as “similar to the insane”, suggesting that he may not have been obviously delusional. Instead, we have references to “excesses” and “frivolity” and an implied lack of episcopal gravity. Charles the Bald refers to complaints from Nevers of the “insolence” shown by Herimann. This all fits well with manic symptoms of heightened energy, euphoria and rapid speech, possibly in the milder form of hypomania.
We cannot know for certain whether Herimann experienced manic episodes, but such mania might have caused particular problems for the Carolingian church. To see this, it is useful to consider another aspect of Herimann’s life: his commissioning of manuscripts. The British Library today holds Harley 2790, a gospel book probably written in Tours and containing a short poem recording how it was donated by Herimann to the cathedral church of St Cyr, Nevers:
Me quicumque legis, Herimanni sis memor oro Cuius me studio possidet iste locus Obtulit eclesiae sibi commissae memorandus Praesul me fateor, pro bonitatis ope Me sancto Cyrico tali sub conditione En dedit ut pereat qui cupit abstrahere (f. 19v)
I pray whoever reads me remember Herimann
By whose zeal this place possesses me
The memorable one offered it to the church committed to him
I acknowledge that the bishop on account of the riches of goodness
Gave me to St Cyr under such a condition
That he might perish who desires to take me away.
The gospel book has decorated canon tables, but is not a particularly ornate work otherwise. Nevertheless, any substantial manuscript like this (of around 270 leaves, each slightly bigger than A4) would have been expensive to produce in terms of paying for parchment and scribal labour. And the otherwise unremarkable poem suggests Herimann’s “zeal” (studium) to do good via generosity, at a time when he was presumably in better mental health.
It’s interesting to bring that together with some of the complaints about him in 853 and 858. In 853 there were complaints about his “excesses” and how these had caused “injury to the most sacred order”. Herimann “was accustomed to act strangely (ineptire)…and indiscreetly to do certain things that could have lead to the shipwreck of the powers (facultates) and matters/possessions (res) of the church”, as well as carrying out acts that were a danger to salvation. Charles the Bald talks of the “agitation” of the church’s res, with no stability, “either in the disposition of the demesnes (villas dominicas) or the arrangement of all business”.
This raising the intriguing possibility that serious alarms about Herimann were raised because of two common symptoms of hypomania: overspending and over-generosity. It is easy to imagine such recklessness with money and property as having the potential to cause severe damage to the diocese’s finances.
Yet people during hypomanic episodes are not delusional in the sense of having false beliefs, even if they recklessly overestimate their capabilities. The Council of Verberie mentions in passing that Wenilo had taken Herimann into his keeping in the summer of 858, because no-one in the church of Nevers had wanted to do so, “partly perhaps from undue piety, partly from reverence to a lord (reverentia seniorali)”.
A key issue is that early medieval bishops had a large amount of autonomy: there were, for example, no formal financial structures to check their spending. Suffragan bishops like Herimann might in theory be subject to their archbishop’s oversight, but the only archbishop we know regularly interfering with their suffragan’s activities was Hincmar of Rheims. The main check on a bishop’s behaviour was the informal one of his need to maintain his local reputation among his clerics and congregation. That may have been inadequate in this specific case. Was Herimann’s behaviour difficult to deal with because it was an exaggerated version of how a good Christian should deal with money? After all, appropriate spending and generosity by bishops was admirable behaviour.
The Council of Verberie stressed that Herimann had not committed any public sins, implying that any possible mania or hypomania had not led him to behave in a sexually inappropriate or aggressive way (two common symptoms of hypomania). If Herimann was behaving extravagantly with the diocese’s funds, but was not obviously “insane”, his damaging behaviour might have been peculiarly difficult for his subordinates to protest about or prevent.
Historical and cross-cultural studies have rightly stressed the variation in symptoms, diagnoses and responses to mental illness in different societies. Modern medical research has also been interested in how social class affects the prevalence and treatment of mental illness and whether particular occupations lead to higher risks of mental health problems. Herimann’s case tells us something else interesting about the connection between mental illness and social role: particular occupations and social organisations in any culture may be better able to cope with some forms of mental illness than others. A Carolingian lay nobleman, for example, described in the sources as very active, risk-taking, sociable, irritable, extravagant, self-confident and with strong sexual desires, would probably be regarded by most of as entirely typical, even though these are many of the symptoms of hypomania. In contrast, it’s easy to imagine the Carolingian episcopate as being reasonably well able to shelter a depressed bishop for some considerable period of time without him becoming controversial.
It is unlikely that Herimann was the only ninth-century bishop with mental health problems (especially since the office was normally held until death). His real difficulty was probably that his particular symptoms were ones that were unusually disruptive to his episcopal office.
The Norman Conquest is most often considered primarily in an English context, obviously enough given its immediate circumstances. Historians are increasingly minded to give 1066 a wider British context too, in the light of its immense consequences for Wales and Scotland over the decades that followed. But we shouldn’t forget that the Conquest also had a broader “international” impact. One of its most intriguing consequences was the establishment of a group of Englishmen in exile at the court of the Emperor of Byzantium in Constantinople, a group often known as the “Varangian guard”.
This blog is about one of the most important pieces of early evidence for that group. It’s a short text about the adventures of a Canterbury monk called Joseph, a text to my knowledge never translated into English before (my provisional translation is provided below). It records how, on his way back from a pilgrimage to Jerusalem, Joseph took a detour to visit Constantinople – modern Istanbul – because of the quantity of holy relics stored there. By chance, he met some other English men, “in the emperor’s household”, some of whom he knew already. These men arranged for Joseph to obtain access to the imperial chapel, and one of them acted as an interpreter. Joseph used this interpreter to try to bribe the Greek guard, in the hope of acquiring relics of Saint Andrew for the newly reformed monastic community back in Kent at Rochester.
There the text unfortunately breaks off in its sole surviving manuscript (now stored in the Vatican): but it’s already given us lots to think about. We learn that the English were a community in Constantinople around 1090; we learn that they were the kind of people who might be acquainted with a wealthy Canterbury monk; we learn that at least one of them had learned Greek; we learn that they were integrated into the imperial court, with Byzantine friends there. For these men, presumably remnants of the pre-conquest English aristocracy, 1066 had been nothing short of a catastrophe; but they had managed successfully to reinvent themselves in a very different world, thousands of miles away.
In many ways, however, Joseph is the more interesting figure. For ultimately Joseph outdid his English friends when it came to cultural flexibility. Like them, he was a seasoned and intrepid traveller, familiar with the Near East. Like them, he was English – and it is noteworthy how important that identity was to the text. When Joseph recognised his compatriots, he spoke to them “joyfully”. They in turn welcomed his visit, and helped him in his efforts to secure relics: they evidently considered him ‘one of them’. Yet documentary sources suggest that Joseph would later become close to Anselm, the Italo-Norman archbishop of Canterbury (1093-1109).
True, Joseph was determined to bring relics home to his English homeland, the patria he shared with the Constantinopolitan exiles. But what specifically motivated him to obtain the relics was the recent reform of the cathedral community at Rochester, transformed from canonical to monastic: a change in line with an English tradition to be sure, but one pushed through nevertheless by the new Norman bishop there, Gundulf.
So, Joseph’s life had undoubtedly been affected by the Norman Conquest, but ultimately not nearly as much as those of his secular friends. He had managed to come to terms with the new order, and even to thrive under it: remaining English, but adapting smoothly to Norman rule, secure in the continuity of an enduring Christian order.
However, just a few years after Joseph’s return to Kent, another army, once again with a sizeable Norman contingent, would make another conquest. For in 1099, the original object of Joseph’s pilgrimage, the holiest city in his cosmology, the site of the central miracle of Joseph’s religion, astonishingly – providentially – fell to besiegers from the Latin west: Jerusalem. That conquest, we may suspect, turned Joseph’s world view upside down far more than had the events of 1066.
Joseph of Canterbury’s visit to Constantinople: translation by Charles West 
“At the time when King William the Younger was in charge of the English people and the church of Christ at Canterbury was bereaved by the death of Archbishop Lanfranc , there was a certain monk called Joseph from that church who went to Jerusalem for the sake of prayer. When he had fulfilled his wish and was returning directly with a large number of companions, he left the direct route and went with only a few of his own servants to Constantinople. For he heard that there was an incomparable treasury of relics there, to whose patronage he wished to commend himself in person.
When therefore he arrived there with God’s guidance, and asked where the treasury was stored, he found certain men from his own homeland (patria) and his own friends, who were part of the emperor’s household. When he suddenly recognised them and joyfully spoke with them, he learned that these relics were in the imperial chapel, and that it was difficult for anyone to gain entry there. For the emperor, wishing carefully to guard these incomparable jewels, had installed many guards, including one in particular who was in charge of the others in guarding them. But since the friends of the already mentioned monk were known to the guard and were his friends, it was arranged that by their intervention the guard would introduce the monk into the chapel, and show him the greater part of these relics.
When the guard had displayed various relics to him, and the monk had humbly venerated each one, it happened that the guard pointed out certain bones of Saint Andrew the Apostle to him, among the other relics. When the guard said that these relics were of that apostle and confirmed it, the monk venerated his relics with even more devotion, because he had always loved this apostle in particular. As soon as he saw them, he very devoutly prostrated himself on the ground, and amongst other things prayed for this, “May it be pleasing to Almighty God that I shall hold these relics in the place I want to keep them”. The guard heard this but because he was Greek, did not understand it at all, and he asked one of the monk’s friends, who was their interpreter, what it was that the monk had said.
The interpreter however, since he did not dare to reveal this kind of wish to the guard, first asked the monk whether he wanted him to tell the guard, and when he had received permission to tell him, then finally he laid bare to the guard that the monk had wished for these things. Hearing this, the guard said to the monk through the same interpreter “What price would you pay to the person who carried out the desire you have indicated?”. He replied “Little money remains to me for my journey, and there is still a long journey for me to travel. But if someone carried out the wish I hope for, I should give him as much of my money as I can manage to spare. And I would take those relics to a place where the very greatest reverence would be shown to them. For there is in my homeland a certain episcopal see [Rochester], in which there is founded a church in honour of St Andrew the Apostle, where a group of monks, recently gathered together, very devoutly serves God. If God deigns to fulfil my wish, I wish to take some of these relics of the Apostle to that church.”
Then the guard replied “Go, and return to your lodgings, and then send this our interpreter and your friend back to me, and indicate your wish to me through him. For it is not convenient for us that you should return, lest anyone notice about this matter…” [text breaks off].
Update 9 December 2017 An excellent article putting Joseph’s trip into a wider context is provided by D. Pelteret, ‘Eleventh-century Anglo-Saxon Long-Haul Travelers: Jerusalem, Constantinople and Beyond’, in The Maritime World of the Anglo-Saxons, ed. S. Klein, W. Schipper and S. Lewis-Simpson (2014), 75-130. This article mentions a translation of Joseph’s Latin text by Alexander Vasiliev in 1937; I have not yet laid my hands on this work.
Update 10 March 2018 Another piece of early evidence for the Anglo-Saxon ‘Varangian guard’, in the form of the embassy of Wulfric of Lincoln, is discussed in this excellent blog (with an extensive bibliography) by Caitlin Green: Wulfric of Lincoln and the English Varangians
 Vatican Lat. 4951 (s. XII), f. 220, now available online here
 Based on the edition by C.H. Haskins, ‘A Canterbury Monk at Constantinople, c. 1090’, English Historical Review 25 (1910), pp. 294-5. See also S. Kuttner, ‘Reliquie di sant’Andrea: un testo poco conosciuto’, Rivista di Storia della Chiesa in Italia 36 (1982), pp. 105-110, who notes that Joseph the monk is also mentioned in the inscription of another 12th-c. manuscript, British Library Royal MS 5 E i, f. 2r (I have not yet been able to follow up this reference).
When did priests stop being allowed to marry in medieval western Europe? The question might seem recondite, but it’s actually of enormous importance. The prohibition of clerical marriage separated out priests from the laity in a very clear and obvious way, in parallel to their exemption from processes of secular justice (one of the focuses of my research at the moment). It meant that they couldn’t legally have heirs, which had a big impact on wider family strategies; and it was associated with changes in masculinity, too.
Establishing when this happened is however surprisingly difficult. The key texts are often ambiguous. And of course, for the early Middle Ages we don’t have enough evidence to be able to say for certain exactly what proportion of priests were married (though recent research on local priests by Julia Barrow and a team led by Steffen Patzold and Carine van Rhijn has moved things on here a lot).
Nevertheless, many historians would suggest that the history goes something like this. Early church councils were keen for clerics in general (and bishops in particular) to refrain from illicit sexual activity, and ideally from all sexual activity. But as good householders, it was expected that these leaders would be married men: they merely had to be continent after their ordination. That tradition was maintained for centuries – the classic illustration is that Pope Hadrian II (d. 872) was a married man, and no one at the time batted an eyelid. Only in the eleventh century did reformers, seeking to create an autonomous church free from secular control, develop a novel insistence on clerical celibacy (as opposed to merely clerical continence within marriage), leading to a formal legal prohibition in the 12th century.
In many ways this is a convincing and accurate narrative. Yet there are two problems. The first is that the narrative perhaps doesn’t take sufficiently into account regional diversity in the early Middle Ages. Ninth-century Italian clerics, in particular, seem to have treated clerical careers very differently from their Frankish colleagues, as Rachel Stone has shown – so we can’t necessarily generalise from the case of Pope Hadrian.
Perhaps an even bigger problem though is that we tend to approach the late antique councils directly, relying on the most recent editions and the sharpest-sighted interpretations to work out what the church fathers originally had in mind. That’s obviously a good thing. But it’s not necessarily how early medieval authors read them.
Here’s a case in point (brought to my attention by Helen Parish’s excellent book). In the late 860s, Pope Nicholas I and Photius the Patriarch of Constantinople became caught up in a fierce argument. It ultimately revolved around about the extent of papal authority, but as part of this argument, a Byzantine letter began to circulate that criticised western church customs. When he heard about this, Pope Nicholas called for Frankish backup. Of the several treatises that were written in response, perhaps the most interesting for our purposes is that written by Ratramnus of Corbie in 867, known as the Contra Graecorum opposita.
Ratramnus was a noted Carolingian intellectual who remains understudied, overshadowed by his (much less sympathetic) fellow monk Radbert. This work of his is no exception, and it languishes in an inadequate 18th-century edition to this day. Yet it’s of considerable interest for the relatively level-headed defence of western customs that occupies most of its fourth book (and Ratramnus’s emphasis on the western/eastern (orientalis/occidentialis) distinction is incidentally quite striking).
Ratramnus argues for instance that whether clerics shaved their beards (as the Romans did) or whether they didn’t (like the Byzantines) was just a matter of local custom, not of doctrine. There was a ritual logic to doing things the way people did in the western churches, but he didn’t think the Byzantines should necessarily follow suit. In the end it wasn’t that important.
On clerical marriage, however, Ratramnus was more intransigeant. He had heard that the Byzantines labelled the Roman church as anti-marriage because they would not let their priests marry. Nonsense, said Ratramnus – the Apostle Paul wasn’t married, yet that hadn’t stopped him telling people that they ought to marry.
But, argued Ratramnus, it was simply inappropriate for priests to marry, since they would inevitably become distracted by trying to please their wives rather than God (an indication perhaps of a typically Carolingian companionate view of marriage). And there was also the problem of ritual pollution, though Ratramnus seems much less bothered by this, consistent with his other work.
Not content with leaving matters there, Ratramnus declared that this was in fact the traditional position, and he cited the Council of Nicaea of 325 to prove his point. Now, modern scholars are unanimous that the Council of Nicaea did not ban clerics from being married. But that’s not how Ratramnus seems to interpret the key canon, canon 4. This canon forbade priests from cohabiting with women except for close family members. It doesn’t mention wives – but in a fascinating short passage (translated below), Ratramnus uses common sense to argue that this was implied.
Was Ratramnus arguing that priests once ordained should not marry, or that they should be actually not be married at all? Here there’s a touch of perhaps deliberate ambiguity to the Latin. He says that priests shouldn’t matrimonia sortiri (lit: ‘acquire marriages’) which implies a prohibition on becoming married after ordination. But he also says that uxoria copula (lit: ‘wifely bond/union’) is forbidden to priests. Now, this could in principle mean sexual contact with one’s wife – but the context, and the other occasions on which Ratramnus uses this phrase, strongly suggest he meant the state of being married. 
In arguing that the Nicene Fathers prohibited priests from being married, Ratramnus was almost certainly misrepresenting the Nicene council’s original intentions. But in a sense, that’s irrelevant. What matters is that for this ninth-century author, clerical celibacy was baked into the early church decisions – and moreover that this was a key factor in separating the laity from the priests.
Historians working on clerical celibacy and other related issues naturally tend to focus on new and dramatic texts produced in the eleventh century. But to what extent had the groundwork for these new texts already been laid by subtle, and much harder to discern, changes in how pre-existing texts were interpreted?
TRANSLATION: Ratramnus of Corbie, Contra Graecorum opposita, Book IV, c.6 (PL 121, 329, based on D’Achery’s Spicilegium) – extract (please note this is just a provisional translation, & suggestions for improvements are welcome).
But let us come to the ecclesiastical decrees, by which we may understand what they [the maiores] wished to decide about this. In the Council of Nicaea held under Emperor Constantine I, it was thus decided by 380 bishops: “The great synod stringently decreed that it was not permissible for a bishop, priest or deacon, or absolutely anyone else in the clergy, to have a woman living in (mulier subintroducta): except perhaps his mother, or sister, or aunt, or those women who escape suspicion”.
Let these Constantinopolitan emperors hear this, and judge whether those grades this canon concerns ought to obtain marriage (matrimonia sortiri) – grades to whom it is not permitted to cohabit with women, except only those persons whom no suspicion can stain. For whoever marries (duxerit) a wife is unable not to have other women in the household too apart from his wife, women through whom wifely necessity and domestic business (domestica cura) may be supplemented. In truth where the living-in (subintroductio) of all women is forbidden, except for those persons who lack all suspicion, it is clear that a wifely union (uxoria copula) is also forbidden, since this can in no way happen without contact (accessio) with other women.
 Earlier in the passage, R. wrote that Paul “significat se caelibem esse, nec uxoris copula detineri” – ie, that he was not married. Cf. his comment re: the 862 council of Aachen here: “quod autem opponitur non fuisse copulam illam legitimum conubium”
nec inter laicos et sacri altaris ministros ullam differentiam consistere.
Sed veniamus ad ecclesiastica tandem decreta, quo cognoscamus quid decernere super his maluerint. In Nicaeno concilio sub Constantino imperatore primo per trecentos octodecim episcopos sic decernitur: «Interdixit per omnia magna synodus, non episcopo, non presbytero, non diacono, nec alicui omnino qui in clero est, licere subintroductam habere mulierem; nisi forte matrem, aut sororem, aut amitam, vel eas tantum personas quae suspiciones effugiunt.» Audiant haec Constantinopoleos imperatores, et judicent, an debeant isti gradus, super quibus hoc capitulo decernitur, matrimonia sortiri, quibus non licet mulieribus cohabitare, nisi solummodo personis illis quas nulla suspicio possit commaculare. Nam quisquis uxorem duxerit, non potest praeter uxorem alias etiam mulieres in domo non habere, quibus uxoria necessitas, et cura domestica suppleatur. Ubi vero cunctarum interdicitur subintroductio feminarum, praeter omnino personas quae careant omni suspicione, manifestum est quod interdicatur etiam uxoria pariter copula, quae nullo modo potest fieri sine reliquarum accessione feminarum.
Image: Utrecht Psalter (Psalm 52)
A research project blog by Charles West (Department of History, Sheffield)